Self-Employed · Accounting Basics

Accounting for the Self-Employed

How to read a P&L and balance sheet, what records you need to keep, allowable expenses, sole trader vs limited company, and how self-assessment actually works. Plain English. No jargon.

Educational only. Not accountancy or tax advice. Rules change — always verify with HMRC or a qualified accountant for your specific situation.
Contents

Sole Trader vs Limited Company

The first decision every self-employed person faces. There is no universally right answer — it depends on your income level, risk appetite, and long-term plans.

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Sole Trader

You and the business are legally the same entity. Simpler to set up and run — no Companies House registration required, no corporation tax return, no annual accounts filing. You pay Income Tax and National Insurance on your profits via self-assessment. Personal liability is unlimited — if the business is sued or goes into debt, your personal assets are at risk.

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Limited Company

A separate legal entity owned by shareholders (you) and run by directors (also you). Personal liability is limited to your share capital. Pays Corporation Tax (25% on profits above £250,000 in 2025/26; 19% small profits rate below £50,000). More admin — annual accounts, confirmation statement, Corporation Tax return — but can be more tax-efficient above ~£35,000 profit.

FactorSole TraderLimited Company
SetupRegister with HMRC onlyIncorporate at Companies House + HMRC
Tax on profitsIncome Tax (20–45%) + NI Class 4 (6–9%)Corporation Tax (19–25%)
Taking money outAll profit is yours immediatelyVia salary, dividends, or director's loan
Personal liabilityUnlimitedLimited to share capital
PrivacyNo public accountsAccounts filed publicly at Companies House
Admin burdenLow — self-assessment onlyHigher — annual accounts, CT600, payroll
Typically better when profit is...Under ~£30,000–35,000/yearOver ~£35,000/year (with planning)

Records You Must Keep

HMRC requires self-employed individuals to keep records for at least 5 years after the 31 January filing deadline for the relevant tax year. For limited companies, records must be kept for 6 years. "Records" means evidence of income and expenses — invoices, bank statements, receipts, contracts.

Making Tax Digital (MTD)

From April 2026, self-employed individuals with income above £50,000 must keep digital records and submit quarterly updates to HMRC. This extends to those earning above £30,000 from April 2027, and above £20,000 from April 2028. If you are affected, start using accounting software now — free options include HMRC's own app, and low-cost options include FreeAgent, Xero, and QuickBooks.

  1. Record all income. Every invoice, payment, or sale. Include the date, amount, customer, and what it was for. Bank statements alone are not sufficient — HMRC wants to see the underlying transaction details.
  2. Record all business expenses. Every expense you want to claim must have a receipt or invoice. Keep digital copies — HMRC accepts scanned receipts. Record the date, amount, supplier, and business purpose.
  3. Keep bank statements. Separate business and personal bank accounts. Mixing them creates an accounting nightmare and raises HMRC questions.
  4. Record asset purchases. Capital items (equipment, computers) used in the business are treated differently from day-to-day expenses — claimed through capital allowances rather than as a direct expense.
  5. Keep vehicle records. If using your own vehicle for business, record every business journey — date, destination, purpose, and mileage. The HMRC approved mileage rate is 45p/mile for the first 10,000 business miles per year.

How to Read a Profit & Loss Statement

The Profit and Loss (P&L) statement — also called an Income Statement — shows your business's financial performance over a period of time (typically a month, quarter, or year). It answers the question: did the business make money?

It flows from top to bottom: Revenue → Gross Profit → Operating Profit → Net Profit. Each line subtracts a category of costs from the previous total.

Line ItemWhat it meansExample (£)
Revenue
Consulting feesAll money received for services68,000
Product salesRevenue from goods sold12,000
Total Revenue (Turnover)All income before any costs80,000
Cost of Sales (Direct Costs)
SubcontractorsThird parties paid to deliver work18,000
Materials / stockCosts directly tied to products sold4,000
Total Cost of SalesCosts directly linked to generating revenue22,000
GROSS PROFITRevenue minus direct costs — the margin on your core activity58,000
Operating Expenses (Overheads)
Office rent / home officeFixed premises costs6,000
Salaries (inc. yours if Ltd Co.)Staff wages including director salary14,000
Software subscriptionsTools used in the business2,400
Marketing & advertisingCustomer acquisition costs3,000
Professional fees (accountant, legal)External professional costs1,800
Travel & subsistenceBusiness travel costs1,200
DepreciationAnnual cost of using capital assets (e.g. equipment losing value)2,000
Total Operating ExpensesFixed and variable overhead costs30,400
OPERATING PROFIT (EBIT)Gross profit minus overheads — the business's core earning power27,600
Below the Line
Interest incomeInterest on business savings200
Loan interest paidCost of business borrowing800
NET PROFIT BEFORE TAXThe bottom line — taxable profit27,000
✅ Key ratios to understand your P&L

Gross margin = Gross Profit ÷ Revenue = £58,000 ÷ £80,000 = 72.5%. Shows how efficiently you convert revenue into gross profit. Net margin = Net Profit ÷ Revenue = £27,000 ÷ £80,000 = 33.8%. Shows overall profitability. Compare these to industry benchmarks and track them over time — a falling margin is the first warning sign.

How to Read a Balance Sheet

The balance sheet is a snapshot of what the business owns (assets) and what it owes (liabilities) at a specific date. It answers: what is the business worth right now? The fundamental equation is: Assets = Liabilities + Equity. It must always balance — hence the name.

Line ItemWhat it represents£
Fixed Assets (Non-Current Assets)
Equipment / machineryPhysical assets used in the business, stated at cost minus accumulated depreciation8,000
Computer & technologyIT assets, similarly depreciated1,500
Total Fixed AssetsLong-term assets held for business use9,500
Current Assets
Cash at bankMoney in the business bank account right now12,400
Debtors (Accounts Receivable)Money owed to you by customers — invoiced but not yet paid8,600
Stock / InventoryGoods purchased for resale, not yet sold2,000
Total Current AssetsAssets that will convert to cash within 12 months23,000
TOTAL ASSETSEverything the business owns32,500
Current Liabilities
Creditors (Accounts Payable)Money you owe to suppliers — bills received but not yet paid3,200
VAT owed to HMRCVAT collected from customers, not yet remitted2,400
Tax owed (Income/Corporation Tax)Tax liability for the current year, not yet paid5,400
Total Current LiabilitiesAmounts owed and due within 12 months11,000
Long-Term Liabilities
Business loanBorrowed money repayable over more than 12 months6,000
Total LiabilitiesEverything the business owes17,000
NET ASSETS (EQUITY)Assets minus liabilities — the owner's stake. Must equal equity section below.15,500
Equity (Owner's Funds)
Share capital / capital introducedMoney the owner put into the business5,000
Retained profitCumulative profits kept in the business and not drawn out10,500
TOTAL EQUITYMust equal Net Assets above — the balance sheet balances15,500

Cash Flow vs Profit — the critical distinction

Profitable businesses can go bust. This sounds paradoxical but it is one of the most common causes of business failure. The reason: profit and cash flow are not the same thing.

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Profit (P&L)

Recognised when a sale is made — even if the customer hasn't paid yet. If you invoice a client £10,000 in March and they pay in June, the profit appears in March's P&L. But you don't have the cash until June. This is the accruals basis of accounting.

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Cash Flow

Recognised only when cash actually moves — when money hits your account or leaves it. The same £10,000 invoice appears in your June cash flow, not March. Cash flow is the oxygen of a business — run out of it and you cannot pay suppliers or staff, regardless of how profitable the P&L looks.

This gap between profit and cash is called working capital. Managing it means chasing invoices promptly, negotiating payment terms, and never confusing a full order book with a full bank account.

Allowable Expenses — what you can and cannot claim

HMRC's test for an allowable expense: it must be incurred wholly and exclusively for the purposes of the business. Personal expenses — even if loosely connected to work — are generally not allowable. The key word is "exclusively."

✅ Fully Allowable
Office / Home Office

Rent for business premises. For home workers: use the HMRC flat rate (£6/week) or calculate the business proportion of actual costs.

✅ Fully Allowable
Equipment & Technology

Computers, phones, tools used wholly for business. Claimed via Annual Investment Allowance (up to £1M/year for immediate 100% relief).

✅ Fully Allowable
Business Travel

Travel to client sites, business meetings (not commuting to a fixed regular place of work). Can use HMRC mileage rates: 45p/mile (first 10,000 miles), 25p/mile thereafter.

✅ Fully Allowable
Professional Subscriptions

Software (accounting, design, CRM), industry memberships, professional body fees relevant to your work.

✅ Fully Allowable
Professional Fees

Accountant fees, legal fees, business insurance. Even the cost of your self-assessment tax return preparation is allowable.

✅ Fully Allowable
Staff Costs

Wages, salaries, NI contributions, pension contributions for employees. If you're a limited company director, your salary is allowable against Corporation Tax.

⚠️ Partial / Conditions Apply
Mobile Phone

If used for both business and personal: only the business proportion is allowable. A dedicated business SIM with a separate contract = 100% allowable.

⚠️ Partial / Conditions Apply
Home Office (Actual Costs)

Can claim the business proportion of rent, utilities, broadband. Calculate: business-use rooms ÷ total rooms × hours used for business. Complex — many prefer the £6/week flat rate.

⚠️ Partial / Conditions Apply
Client Entertainment

HMRC does not allow client entertainment as a business expense for Income Tax or Corporation Tax purposes. Staff entertaining (e.g. Christmas party up to £150/head/year) has specific rules.

❌ Not Allowable
Personal Clothing

Ordinary clothing worn for work is not allowable — even if you only wear it for work. Protective clothing (safety gear, uniforms with a logo) can be allowable.

❌ Not Allowable
Commuting

Travel from home to a fixed regular workplace is specifically disallowed. Only travel to temporary workplaces or client sites qualifies.

❌ Not Allowable
Personal Expenditure

Food (unless away overnight on business), gym membership, personal subscriptions. If it fails the "wholly and exclusively" test, it's not allowable.

Self-Assessment for the Self-Employed

As a sole trader, you report your profits to HMRC annually through a Self Assessment tax return (SA100 + SA103 for self-employment). You pay Income Tax on profits (not turnover) and Class 4 National Insurance (6% on profits between £12,570 and £50,270; 2% above).

TaxRateOn
Income Tax — basic rate20%Profits £12,571–£50,270
Income Tax — higher rate40%Profits £50,271–£125,140
Class 4 NI6%Profits £12,570–£50,270
Class 4 NI — upper2%Profits above £50,270
Class 2 NI (voluntary if profits above £12,570)£3.45/week (2025/26)Builds State Pension entitlement
Total effective tax on £50,000 profit (est.)~29%Income Tax + NI combined
⚠️ Payments on account — the first-year shock

In your first year of self-employment, you will owe the full year's tax by 31 January. But HMRC also demands 50% of the estimated next year's bill at the same time — and another 50% by 31 July. This means in your first self-assessment January, you could owe 150% of a year's tax bill simultaneously. Prepare for this early by setting aside 25–30% of all income into a dedicated savings account throughout the year.

VAT — When It Applies

VAT registration is compulsory when your taxable turnover (not profit) exceeds £90,000 in any rolling 12-month period (2025/26 threshold). You can also register voluntarily below this threshold, which can be beneficial if your customers are VAT-registered businesses (they can reclaim the VAT you charge).

How VAT works in practice
You invoice a client£1,000 + £200 VAT = £1,200
Client pays you£1,200 (you collect the VAT)
You buy supplies: £500 + £100 VATYou reclaim the £100 (input VAT)
VAT you pay to HMRC£200 − £100 = £100
The VAT is not your moneyKeep it separate — always

The standard VAT rate is 20%. Some goods and services are 5% (reduced rate) or 0% (zero-rated). Exempt supplies (e.g. financial services, education, healthcare) do not charge VAT and VAT cannot be reclaimed on related costs.

Official HMRC References
gov.uk — Set up as a sole trader gov.uk — Self-employed NI rates and classes gov.uk — Allowable expenses for the self-employed gov.uk — VAT registration and thresholds gov.uk — Making Tax Digital for Income Tax gov.uk — Capital allowances on equipment